Antonio Ciocca
Antonio Ciocca is a registered investment advisor at LPL Financial LLC, based in Naugatuck, CT, with 28 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
333 Church St, 3rd Floor, Naugatuck, CT, 06770
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Antonio is involved in several outside business activities. He uses a business entity for tax/investment purposes, sells non-variable insurance (about 10% of his time), and provides financial planning and consulting services through Institutional Investment Consulting (IIC), dedicating nearly full-time hours to this.
Employment History
Current Registrations
LPL Financial LLCBroker
LPL Financial LLC
LPL Financial LLC
Iic
Previous Registrations
Cantella & CO., INC.Broker
Cantella & CO., INC.
Ai Plan Services, INC.
American Skandia Marketing, INC.Broker
Metlife Securities INC.Broker
Metropolitan Life Insurance CompanyBroker
Polaris Financial Services, INC.Broker
State Registrations4 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.