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Edward Lubell

UBS Financial Services INC.
32 Years of Experience
West Palm Beach, FL
5 DisclosuresBroker
View SEC Summary
View SEC Summary

Edward Lubell is a registered investment advisor at UBS Financial Services INC., based in West Palm Beach, FL, with 32 years of industry experience. Edward is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Education Planning, Estate Planning, High Net Worth, Insurance Planning, and 3 more. Their firm serves 1,144,588 clients with $920B in assets under management.

UBS Financial Services INC.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
9366 advisors
IM Fee
Planning only
Assets Under Management
$915.8B

Fee Structure

Investment management only (planning not offered)
  • Customized Financial Planning Services — Typically ranges from $1,000 to $10,000, with a general range of $500 to $50,000 depending on the scope and complexity of the engagement. Fees up to $100,000 may be permitted for highly complex situations involving relationships with a net worth of $100 million or more.
One-Time Plan:$500 - $50,000
View Full SEC Brochure

Location

525 Okeechobee Blvd, Suite 1500, West Palm Beach, FL, 33401

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History

Regulatory History (5)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
February 2022
Settled
Customer Dispute
September 2018
Denied
Customer Dispute
February 2008
Settled
Customer Dispute
June 2002
Denied
Customer Dispute
September 1998
Denied
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Edward is a member of the board of directors for 3CInteractive Corp, a telecommunications company. He attends board meetings and participates in conference calls, potentially requiring participation during normal working hours.

Employment History
Current Registrations
UBS Financial Services INC.
July 2002 - Present · 24 yrs 3 mos
UBS Financial Services INC.Broker
July 2002 - Present · 24 yrs 3 mos
UBS Financial Services INC.
July 2002 - Present · 24 yrs 3 mos
Previous Registrations
Deutsche Bank Securities INC.Broker
January 2001 - July 2002 · 1 yr 6 mos
Db Alex. Brown LLCBroker
September 1997 - January 2001 · 3 yrs 4 mos
Alex. Brown & Sons IncorporatedBroker
March 1994 - September 1997 · 3 yrs 6 mos
State Registrations33 states
ALARCACOCTDCDEFLGAIDILINKSMAMDMIMNNCNHNJNMNVNYOHORPARITNTXUTVAVirgin IslandsWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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