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Frank Hiegel

Heritage Asset Managers, INC.
57 Years of Experience
Little Rock, AR
5 Disclosures
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Frank Hiegel is a registered investment advisor at Heritage Asset Managers, INC., based in Little Rock, AR, with 57 years of industry experience. Frank operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include High Net Worth, Investment Management. Their firm serves 32 clients with $83M in assets under management.

Heritage Asset Managers, INC.
Compensation
Fee-Only (% of Portfolio)
Firm Size
3 advisors
Number of Clients
32 clients
Average Client Portfolio
$2.6M average
Assets Under Management
$83.4M

Fee Structure

Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

Fees are negotiated between the client and Heritage Asset Managers, with a maximum annual rate of 2.5%.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

Little Rock, AR

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History

Regulatory History (5)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Regulatory
May 1993
Final
Regulatory
October 1992
Final
Customer Dispute
July 1992
Settled
Customer Dispute
March 1989
Settled
Regulatory
August 1983
Final
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Frank is the owner of K & F Hiegel LLC, an investment-related business. This activity occurs primarily during business hours.

Employment History
Current Registrations
Heritage Asset Managers, INC.
May 2018 - Present · 8 yrs 5 mos
Previous Registrations
Morgan Stanley
June 2009 - April 2018 · 8 yrs 10 mos
Morgan StanleyBroker
June 2009 - April 2018 · 8 yrs 10 mos
Citigroup Global Markets INC.Broker
July 1993 - June 2009 · 15 yrs 11 mos
Citigroup Global Markets INC.
November 1992 - June 2009 · 16 yrs 7 mos
Lehman Brothers INC.Broker
August 1992 - July 1993 · 11 mos
Prudential Securities IncorporatedBroker
January 1983 - July 1992 · 9 yrs 6 mos
Arkoma Management CO.Broker
September 1982 - February 1983 · 5 mos
Frank S. Heigel & CO.Broker
February 1982 - September 1983 · 1 yr 7 mos
T. J. Raney & Sons, INC.Broker
December 1974 - February 1982 · 7 yrs 2 mos
Raney Securities Company INCBroker
June 1969 - February 1975 · 5 yrs 8 mos
State Registrations3 states
ARLATX
Advisor

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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