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Brett Kinzel

32 Years of Experience
Sandusky, OH
1 DisclosureBroker

Brett Kinzel is a registered investment advisor, based in Sandusky, OH, with 32 years of industry experience.

Location

111 E Shoreline Drive, Suite 3, Sandusky, OH, 44870

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
July 2000
Closed-No Action
Employment History
Current Registrations
Sanctuary Advisors, LLC
May 2025 - Present · 1 yr
Sanctuary Securities, INC.Broker
May 2025 - Present · 1 yr
Previous Registrations
UBS Financial Services INC.
May 2009 - May 2025 · 16 yrs
UBS Financial Services INC.Broker
May 2009 - May 2025 · 16 yrs
Merrill Lynch, Pierce, Fenner & Smith Incorporated
May 1995 - June 2009 · 14 yrs 1 mo
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
March 1994 - June 2009 · 15 yrs 3 mos
State Registrations7 states
ALFLMIMNOHSCTX
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Brett Kinzel - Financial Advisor | TrueAdvisor