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Howard Lemon

31 Years of Experience
Sugar Land, TX
1 DisclosureBroker

Howard Lemon is a registered investment advisor at Ameriprise Financial Services, LLC, based in Sugar Land, TX, with 31 years of industry experience. Howard operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 1,330,280 clients with $560B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
12781 advisors
Number of Clients
1,330,280 clients
Average Client Portfolio
$424K average
Assets Under Management
$564.6B

Fee Structure

Minimum Investment:$2K

Ameriprise Financial Services offers several managed account programs. The fees vary depending on the program selected. These fees include an asset-based fee, which covers investment advisory services and investment management fees. Some accounts may also have an Investments and Infrastructure Support Fee. Clients also pay investment costs, which are the underlying fees related to investment products purchased within the managed account. Additional fees and expenses may be incurred based on the nature of the investments.

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Location

2277 Plaza Dr, Ste 650, Sugar Land, TX, 77479-6702

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History

Regulatory History (1)
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Customer Dispute
May 2013
Settled
Employment History
Current Registrations
Ameriprise Financial Services, LLC
November 2010 - Present · 15 yrs 6 mos
Ameriprise Financial Services, LLC
November 2010 - Present · 15 yrs 6 mos
Ameriprise Financial Services, LLCBroker
November 2010 - Present · 15 yrs 6 mos
Previous Registrations
Morgan Stanley Smith Barney LLC
June 2009 - December 2010 · 1 yr 6 mos
Morgan Stanley Smith BarneyBroker
June 2009 - December 2010 · 1 yr 6 mos
Citigroup Global Markets INC.
May 1994 - June 2009 · 15 yrs 1 mo
Citigroup Global Markets INC.Broker
April 1994 - June 2009 · 15 yrs 2 mos
State Registrations12 states
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AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.