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Edward Dobin

Ameriprise Financial Services, LLC
29 Years of Experience
Sugar Land, TX
1 DisclosureBroker
View SEC Summary
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Edward Dobin is a registered investment advisor at Ameriprise Financial Services, LLC, based in Sugar Land, TX, with 29 years of industry experience. Edward is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Charitable Giving, Corporate Executives, Education Planning, and 6 more. Their firm serves 1,386,329 clients with $660B in assets under management.

Ameriprise Financial Services, LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
12955 advisors
Number of Clients
1,386,329 clients
Average Client Portfolio
$476K average
Assets Under Management
$660.5B

Fee Structure

Minimum Investment:$2K
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.00%

The maximum total annual advisory fee is 2.0% of managed account assets. Fees are negotiable with your financial advisor and vary based on the specific program and services selected.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

2277 Plaza Dr, Ste 650, Sugar Land, TX, 77479-6702

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History

Regulatory History (1)
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Judgment / Lien
September 2022
View Full SEC ReportHow to Read Disclosures
Employment History
Current Registrations
Ameriprise Financial Services, LLCBroker
October 2009 - Present · 17 yrs
Ameriprise Financial Services, LLC
October 2009 - Present · 17 yrs
Ameriprise Financial Services, LLC
October 2009 - Present · 17 yrs
Previous Registrations
Ameriprise Advisor Services, INC.
August 2007 - October 2009 · 2 yrs 2 mos
Ameriprise Advisor Services, INC.Broker
August 2007 - October 2009 · 2 yrs 2 mos
A. G. Edwards & Sons, INC.
October 2003 - September 2007 · 3 yrs 11 mos
A. G. Edwards & Sons, INC.Broker
April 2001 - September 2007 · 6 yrs 5 mos
Morgan Stanley Dw INC.Broker
February 1997 - April 2001 · 4 yrs 2 mos
State Registrations13 states
ARCAFLGAILMAMDNJNYORPATXVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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