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CFP · PFS
HW
CFP · PFS

Hulon Whatley

Ameriprise Financial Services, LLC
30 Years of Experience
Sugar Land, TX
Broker
View SEC Summary
View SEC Summary

Hulon Whatley is a CFP, PFS-designated registered investment advisor at Ameriprise Financial Services, LLC, based in Sugar Land, TX, with 30 years of industry experience. Hulon is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Charitable Giving, Corporate Executives, Education Planning, and 6 more. Their firm serves 1,386,329 clients with $660B in assets under management.

Ameriprise Financial Services, LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
12955 advisors
Number of Clients
1,386,329 clients
Average Client Portfolio
$476K average
Assets Under Management
$660.5B

Fee Structure

Minimum Investment:$2K
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.00%

The maximum total annual advisory fee is 2.0% of managed account assets. Fees are negotiable with your financial advisor and vary based on the specific program and services selected.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

8034 Highway 90A, Ste 100, Sugar Land, TX, 77478

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Hulon owns real estate, a business, and is involved in tax preparation. He also serves on the board of directors for Whatley in multiple roles and acts as treasurer for his spouse's city council campaign fund, dedicating a few hours per week to each of these activities.

Employment History
Current Registrations
Ameriprise Financial Services, LLC
November 2014 - Present · 11 yrs 11 mos
Ameriprise Financial Services, LLC
November 2014 - Present · 11 yrs 11 mos
Ameriprise Financial Services, LLCBroker
November 2014 - Present · 11 yrs 11 mos
Previous Registrations
LPL Financial LLC
April 1998 - November 2014 · 16 yrs 7 mos
LPL Financial LLCBroker
April 1998 - November 2014 · 16 yrs 7 mos
W. S. Griffith & CO., INC.Broker
April 1996 - April 1998 · 2 yrs
State Registrations16 states
AKAZCACODCFLHILAMAMINCNMOKTXUTVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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