Hulon Whatley
Hulon Whatley is a CFP, PFS-designated registered investment advisor at Ameriprise Financial Services, LLC, based in Sugar Land, TX, with 29 years of industry experience. Hulon operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 1,330,280 clients with $560B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Ameriprise Financial Services offers several managed account programs. The fees vary depending on the program selected. These fees include an asset-based fee, which covers investment advisory services and investment management fees. Some accounts may also have an Investments and Infrastructure Support Fee. Clients also pay investment costs, which are the underlying fees related to investment products purchased within the managed account. Additional fees and expenses may be incurred based on the nature of the investments.
Location
8034 Highway 90A, Ste 100, Sugar Land, TX, 77478
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Hulon owns real estate, a business, and is involved in tax preparation. He also serves on the board of directors for Whatley in multiple roles and acts as treasurer for his spouse's city council campaign fund, dedicating a few hours per week to each of these activities.
Employment History
Current Registrations
Ameriprise Financial Services, LLC
Ameriprise Financial Services, LLC
Ameriprise Financial Services, LLCBroker
Previous Registrations
LPL Financial LLC
LPL Financial LLCBroker
W. S. Griffith & CO., INC.Broker
State Registrations16 states
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