Brian Whitaker is a CFP-designated registered investment advisor at Northern Lights Advisors, INC., based in Seattle, WA, with 23 years of industry experience. Brian operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Financial Planning & Coaching, Investment Management, Retirement Planning. Their firm serves 114 clients with $130M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1.0M | 1.00% |
| $1.0M - $2.0M | 0.90% |
| $2.0M - $3.0M | 0.80% |
| $3.0M - $5.0M | 0.70% |
| $5.0M - $10.0M | 0.50% |
| $10.0M - $30.0M | 0.30% |
| $30M+ | 0.30% |
Fees listed are for individual portfolio management services. Institutional portfolio management services fees are 1.50% on the first $20,000,000 and negotiable over $20,000,000.
Fee Estimator
Location
1448 NW Market St, Suite 500, Seattle, WA, 98107
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Northern Lights Advisors, INC.
Previous Registrations
Lnw
Allison Spielman Advisors, LLC
State Registrations1 state
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