JT
JT
John Thomas
31 Years of Experience
Wilmington, NC
3 DisclosuresBroker
John Thomas is a registered investment advisor at Raymond James & Associates, INC., based in Wilmington, NC, with 31 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 531,617 clients with $500B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5669 advisors
IM Fee
Planning only
Assets Under Management
$501.0B
Fee Structure
Investment management only (planning not offered)
Hourly Rate:Up to $400/hr
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Location
101 Autumn Hall Drive, Suite 220, Wilmington, NC, 28403
Get directionsHistory
Regulatory History (3)
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Customer Dispute
October 2010Settled
Customer Dispute
February 2010Settled
Customer Dispute
May 1998Settled
Other Business Activities
John is the owner/proprietor/partner of S & T Real Estate since 2005, which involves rental houses. He spends minimal time on this activity.
Employment History
Current Registrations
Raymond James & Associates, INC.
February 2013 - Present · 13 yrs 3 mos
Raymond James & Associates, INC.Broker
February 2013 - Present · 13 yrs 3 mos
Previous Registrations
Morgan Keegan & Company, INC.
December 2001 - February 2013 · 11 yrs 2 mos
Morgan Keegan & Company, INC.Broker
June 2000 - February 2013 · 12 yrs 8 mos
Wachovia Securities, INC.Broker
December 1994 - June 2000 · 5 yrs 6 mos
Olde Discount CorporationBroker
June 1994 - December 1994 · 6 mos
State Registrations44 states
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AdvisorBrokerBoth
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Exams
No exam information available for this advisor.