CM
CFP
CM
CFP
Charles Mintz
13 Years of Experience
Wilmington, NC
1 DisclosureBroker
Charles Mintz is a CFP-designated registered investment advisor at Raymond James & Associates, INC., based in Wilmington, NC, with 13 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 531,617 clients with $500B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5669 advisors
IM Fee
Planning only
Assets Under Management
$501.0B
Fee Structure
Investment management only (planning not offered)
Hourly Rate:Up to $400/hr
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Location
101 Autumn Hall Drive, Suite 220, Wilmington, NC, 28403
Get directionsHistory
Regulatory History (1)
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Customer Dispute
October 2024Denied
Employment History
Current Registrations
Raymond James & Associates, INC.
May 2021 - Present · 5 yrs
Raymond James & Associates, INC.Broker
May 2021 - Present · 5 yrs
Previous Registrations
Truist Advisory Services, INC.
March 2021 - May 2021 · 2 mos
Truist Investment Services, INC.Broker
February 2021 - May 2021 · 3 mos
Bb&t Securities, LLC
June 2013 - March 2021 · 7 yrs 9 mos
Bb&t Securities, LLCBroker
January 2013 - February 2021 · 8 yrs 1 mo
Scott & Stringfellow, LLCBroker
July 2012 - January 2013 · 6 mos
State Registrations25 states
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AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.