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Christopher Walker

Wells Fargo Advisors
32 Years of Experience
Mission Woods, KS
6 DisclosuresBroker
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Christopher Walker is a registered investment advisor at Wells Fargo Advisors, based in Mission Woods, KS, with 32 years of industry experience. Christopher is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Divorce Planning, Education Planning, Financial Planning & Coaching, and 2 more. Their firm serves 1,324,168 clients with $670B in assets under management.

Wells Fargo Advisors
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
14699 advisors
IM Fee
Planning only
Assets Under Management
$671.4B

Fee Structure

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

1900 Shawnee Mission Pkwy, Ste 110, Mission Woods, KS, 66205

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History

Regulatory History (6)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Regulatory
October 2007
Final
Customer Dispute
February 2006
Settled
Customer Dispute
July 2005
Settled
Customer Dispute
February 2004
Settled
Customer Dispute
January 2004
Settled
Customer Dispute
July 2003
Settled
View Full SEC ReportHow to Read Disclosures
Employment History
Current Registrations
Wells Fargo Clearing Services, LLCBroker
July 2003 - Present · 23 yrs 3 mos
Wells Fargo Advisors
July 2003 - Present · 23 yrs 3 mos
Previous Registrations
Prudential Securities Incorporated
May 2001 - July 2003 · 2 yrs 2 mos
Prudential Securities IncorporatedBroker
May 2001 - July 2003 · 2 yrs 2 mos
UBS Painewebber INC.Broker
February 1998 - May 2001 · 3 yrs 3 mos
Smith Barney INC.Broker
April 1994 - March 1998 · 3 yrs 11 mos
State Registrations16 states
ARAZCAFLGAHIIAILKSMONCNJNMORWAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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