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Thomas Pittala

Wells Fargo Advisors
24 Years of Experience
Mission Woods, KS
1 DisclosureBroker
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Thomas Pittala is a registered investment advisor at Wells Fargo Advisors, based in Mission Woods, KS, with 24 years of industry experience. Thomas is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Divorce Planning, Education Planning, Financial Planning & Coaching, and 2 more. Their firm serves 1,324,168 clients with $670B in assets under management.

Wells Fargo Advisors
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
14699 advisors
IM Fee
Planning only
Assets Under Management
$671.4B

Fee Structure

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

1900 Shawnee Mission Pkwy, Ste 110, Mission Woods, KS, 66205

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History

Regulatory History (1)
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Criminal
April 2001
Final Disposition
View Full SEC ReportHow to Read Disclosures
Employment History
Current Registrations
Wells Fargo Advisors
August 2023 - Present · 3 yrs 2 mos
Wells Fargo Clearing Services, LLCBroker
August 2023 - Present · 3 yrs 2 mos
Previous Registrations
Umb Financial Services, INC.
March 2008 - August 2023 · 15 yrs 5 mos
Umb Financial Services, INC.Broker
March 2008 - August 2023 · 15 yrs 5 mos
Commerce Brokerage Services, INC
May 2006 - March 2008 · 1 yr 10 mos
Commerce Brokerage Services, INC.Broker
November 2004 - March 2008 · 3 yrs 4 mos
A. G. Edwards & Sons, INC.Broker
January 2003 - September 2004 · 1 yr 8 mos
Waddell & Reed, INC.
August 2002 - January 2003 · 5 mos
Waddell & Reed, INC.Broker
August 2002 - January 2003 · 5 mos
State Registrations15 states
AZCACOCTFLGAIAKSMIMNMOMTNVOKTX
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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