Brian Allen
Brian Allen is a registered investment advisor at Raymond James Financial Services Advisors, INC, based in Sandusky, OH, with 31 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 508,439 clients with $390B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
300E Water Street, Sandusky, OH, 44870
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Regulatory History (1)
Customer Dispute
May 2020Other Business Activities
Brian is the president of BPJLA Holdings, LLC, which facilitates his status as an independent contractor, dedicating about half his time to it. He also serves on an advisory finance committee for the City of Sandusky, Ohio, spending minimal time and receiving no compensation.
Employment History
Current Registrations
Raymond James Financial Services, INC.Broker
Raymond James Financial Services Advisors, INC
Previous Registrations
UBS Financial Services INC.
UBS Financial Services INC.Broker
Citigroup Global Markets INC.
Citigroup Global Markets INC.Broker
Mcdonald Investments INC.Broker
Dean Witter Reynolds INC.Broker
State Registrations14 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.