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Christopher Liotta

Cetera Investment Advisers LLC
31 Years of Experience
Long Beach, NY
1 DisclosureBrokerSells Insurance
View SEC Summary
View SEC Summary

Christopher Liotta is a registered investment advisor at Cetera Investment Advisers LLC, based in Long Beach, NY, with 31 years of industry experience. Christopher is also registered as a broker, so some compensation may come from commissions on products sold. Their firm serves 813,961 clients with $260B in assets under management.

Cetera Investment Advisers LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10471 advisors
IM Fee
Planning only
Assets Under Management
$256.8B

Location

Long Beach, NY

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History

Regulatory History (1)
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Customer Dispute
June 2003
Settled
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Christopher is an independent insurance agent selling disability, fixed annuities, life/accident/health, and long-term care insurance since 2009. He also owns Christopher S Liotta DBA CSL Investments, a DBA for business accounting, dedicating minimal time to it.

Employment History
Current Registrations
Cetera Investment Advisers LLC
June 2023 - Present · 3 yrs 4 mos
Cetera Wealth Services, LLCBroker
September 2013 - Present · 13 yrs 1 mo
Previous Registrations
Cetera Advisor Networks LLC
September 2013 - June 2023 · 9 yrs 9 mos
Walnut Street Securities, INC.
May 2009 - September 2013 · 4 yrs 4 mos
Walnut Street Securities, INC.Broker
April 2009 - September 2013 · 4 yrs 5 mos
Citigroup Global Markets INC.
May 2007 - May 2009 · 2 yrs
Citigroup Global Markets INC.Broker
May 2007 - May 2009 · 2 yrs
Citicorp Investment Services
December 2004 - May 2007 · 2 yrs 5 mos
Citicorp Investment ServicesBroker
August 2001 - May 2007 · 5 yrs 9 mos
Abn Amro Financial Services, INC.Broker
June 2001 - August 2001 · 2 mos
Kirlin Securities INC.Broker
January 1996 - July 2001 · 5 yrs 6 mos
Commonwealth AssociatesBroker
May 1995 - January 1996 · 8 mos
Smith Barney INC.Broker
November 1994 - April 1995 · 5 mos
State Registrations8 states
DEFLMAMENCNJNYPA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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