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Brian Thornton

Cetera Investment Advisers LLC
29 Years of Experience
Long Beach, NY
1 DisclosureBrokerSells Insurance
View SEC Summary
View SEC Summary

Brian Thornton is a registered investment advisor at Cetera Investment Advisers LLC, based in Long Beach, NY, with 29 years of industry experience. Brian is also registered as a broker, so some compensation may come from commissions on products sold. Their firm serves 813,961 clients with $260B in assets under management.

Cetera Investment Advisers LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10471 advisors
IM Fee
Planning only
Assets Under Management
$256.8B

Location

899 West Beech Street, Long Beach, NY, 11561

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History

Regulatory History (1)
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Regulatory
October 2007
Final
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Brian sells life insurance and annuities with various companies since 2019. He also owns North Fork Asset Management and Hamlet Investment Services, both DBAs for financial services, dedicating about a quarter of his time to Hamlet Investment Services.

Employment History
Current Registrations
Cetera Investment Advisers LLC
June 2023 - Present · 3 yrs 4 mos
Cetera Wealth Services, LLCBroker
October 2019 - Present · 7 yrs
Previous Registrations
Cetera Advisor Networks LLC
November 2019 - June 2023 · 3 yrs 7 mos
National Asset Management, INC.
December 2011 - October 2019 · 7 yrs 10 mos
National Securities CorporationBroker
June 2007 - October 2019 · 12 yrs 4 mos
Brookstreet Securities CorporationBroker
January 2007 - July 2007 · 6 mos
Great Eastern Securities, INC.Broker
February 2006 - January 2007 · 11 mos
East Shore Partners, INC.Broker
January 2002 - February 2006 · 4 yrs 1 mo
Joseph Gunnar & CO. LLCBroker
March 2001 - February 2002 · 11 mos
Global Capital Securities CorporationBroker
May 1999 - April 2001 · 1 yr 11 mos
Morgan, Taylor & Associates, INC.Broker
October 1998 - May 1999 · 7 mos
National Securities CorporationBroker
June 1997 - October 1998 · 1 yr 4 mos
H G IBroker
October 1996 - June 1997 · 8 mos
State Registrations27 states
ALCACTDCDEFLGAHIIDKSMAMDMINCNHNJNVNYORPARISCTNUTVAVTWA
AdvisorBrokerBoth

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Exams
No exam information available for this advisor.
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