Rogelio Rocha is a registered investment advisor, based in Los Angeles, CA, with 31 years of industry experience.
Location
Los Angeles, CA
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Rogelio is the President of C.R. Financial LLC, focusing on qualified plan sales and service, dedicating full-time hours. He also represents California Benefit Planners, spending about 10-20% of his time on client plan reviews and presentations.
Employment History
Current Registrations
World Investments, LLCBroker
World Investment Advisors, LLC
Previous Registrations
Pensionmark Securities, LLCBroker
Centaurus Financial, INC.
Centaurus Financial, INC.Broker
Voya Financial Partners, LLCBroker
Voya Financial Advisors, INC.Broker
Guardian Investor Services LLCBroker
John Hancock Distributors LLCBroker
Ing Financial Advisers, LLCBroker
Benefitscorp Equities, INC.Broker
One Orchard Equities, INC.Broker
T. Rowe Price Investment Services, INC.Broker
State Registrations3 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.