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Nancy Stern
27 Years of Experience
Zephyrhills, FL
Broker
Nancy Stern is a registered investment advisor at Raymond James & Associates, INC., based in Zephyrhills, FL, with 27 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 531,617 clients with $500B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5669 advisors
IM Fee
Planning only
Assets Under Management
$501.0B
Fee Structure
Investment management only (planning not offered)
Hourly Rate:Up to $400/hr
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Location
Zephyrhills, FL
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Raymond James & Associates, INC.
August 2021 - Present · 4 yrs 9 mos
Raymond James & Associates, INC.Broker
August 2021 - Present · 4 yrs 9 mos
Raymond James & Associates, INC.
August 2021 - Present · 4 yrs 9 mos
Previous Registrations
Wells Fargo Clearing Services, LLC
December 2011 - August 2021 · 9 yrs 8 mos
Wells Fargo Clearing Services, LLCBroker
February 2009 - August 2021 · 12 yrs 6 mos
A. G. Edwards & Sons, INC.Broker
January 2004 - June 2007 · 3 yrs 5 mos
A. G. Edwards & Sons, INC.Broker
January 1997 - December 2001 · 4 yrs 11 mos
Painewebber IncorporatedBroker
February 1995 - January 1997 · 1 yr 11 mos
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.