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Anthony Connor

RBC Capital Markets, LLC
31 Years of Experience
Vienna, VA
2 DisclosuresBroker
View SEC Summary
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Anthony Connor is a registered investment advisor at RBC Capital Markets, LLC, based in Vienna, VA, with 31 years of industry experience. Anthony operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Charitable Giving, Estate Planning, Investment Management, Retirement Planning. Their firm serves 283,910 clients with $310B in assets under management.

RBC Capital Markets, LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3777 advisors
IM Fee
Planning only
Assets Under Management
$310.4B

Fee Structure

RBC Financial Planning services are offered for a one-time fee, providing a personalized analysis and written advice to help you assess your financial situation and your ability to pursue specific financial goals. Fees are negotiated within a range of $1,000 to $20,000, but in certain cases a fee higher than $20,000 may be negotiated.

One-Time Plan:$1,000 - $20,000
View Full SEC Brochure

Location

8010 Towers Crescent Drive, 4th Floor, Vienna, VA, 22182

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
September 2003
Denied
Customer Dispute
October 2001
Settled
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Anthony is involved in several outside business activities, including real estate partnerships (RC 1208LLC), advising Goruck (retailer and action events), and advising Blue Ridge Motorwerks LLC (car restoration). He also participates in the River Club Home Owners Association and Lombardi Cancer research Gala, dedicating minimal time to each activity.

Employment History
Current Registrations
RBC Capital Markets, LLC
May 2020 - Present · 6 yrs 2 mos
RBC Capital Markets, LLC
May 2020 - Present · 6 yrs 2 mos
RBC Capital Markets, LLCBroker
May 2020 - Present · 6 yrs 2 mos
Previous Registrations
UBS Financial Services INC.
January 2012 - June 2020 · 8 yrs 5 mos
UBS Financial Services INC.Broker
January 2012 - June 2020 · 8 yrs 5 mos
Morgan Stanley Smith Barney LLC
June 2009 - January 2012 · 2 yrs 7 mos
Morgan Stanley Smith BarneyBroker
June 2009 - January 2012 · 2 yrs 7 mos
Citigroup Global Markets INC.Broker
February 2007 - June 2009 · 2 yrs 4 mos
Citigroup Global Markets INC.
February 2007 - June 2009 · 2 yrs 4 mos
Fahnestock Asset Management
January 2003 - March 2007 · 4 yrs 2 mos
Oppenheimer & CO. INC.Broker
January 2003 - March 2007 · 4 yrs 2 mos
Cibc World Markets CORP.
March 1999 - January 2003 · 3 yrs 10 mos
Cibc World Markets CORP.Broker
November 1998 - January 2003 · 4 yrs 2 mos
Dean Witter Reynolds INC.Broker
April 1994 - November 1998 · 4 yrs 7 mos
State Registrations51 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPARISCSDTNTXUTVAVTWAWIWVWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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