Sammy Sung is a registered investment advisor at Ale LLC, based in Pleasant Hill, CA, with 24 years of industry experience. Sammy operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Charitable Giving, Education Planning, Estate Planning, Financial Planning & Coaching, and 6 more. Their firm serves 9 clients with $7.8M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $2.0M | 1.00% |
| $2.0M - $5.0M | 0.85% |
| $5.0M - $10.0M | 0.75% |
| $10M+ | 0.65% |
Rates shown are for equity and balanced portfolios. Fixed income portfolios have a separate fee schedule ranging from 0.33% to 0.50%. Fees are negotiable based on account size, complexity, or services provided.
Fee Estimator
Location
3478 Buskirk Avenue Suite 1000, Pleasant Hill, CA, 94523
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Sammy is a trustee for his mother's trust since 1997 and co-owns multiple rental properties, dedicating minimal time to these activities. He also works as a real estate agent for Exit Excel Realty and Exit Realty Team, spending about half his time on each, and is an investment advisor for ALE LLC, which is a full-time commitment.
Employment History
Current Registrations
Ale LLC
Previous Registrations
Chelsea Financial ServicesBroker
Mutual Advisors, LLC
Mutual Securities, INC.
Poplar Global Wealth Management LLC
Mutual Securities, INC.Broker
Wells Fargo Advisors, LLC
Wells Fargo Advisors, LLCBroker
UBS Financial Services INC.
UBS Financial Services INC.Broker
Thomas F. White & CO., IncorporatedBroker
East/west Securities CO.Broker
M.one Investment Securities, INC.Broker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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