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Thomas Ferrante is a registered investment advisor at Morgan Stanley, based in Jericho, NY, with 24 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
Two Jericho Plaza, Jericho, NY, 11753
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Regulatory History (1)
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Customer Dispute
March 2008Settled
Employment History
Current Registrations
Morgan Stanley
June 2021 - Present · 4 yrs 11 mos
Morgan StanleyBroker
May 2012 - Present · 14 yrs
Previous Registrations
UBS Financial Services INC.Broker
November 2005 - May 2012 · 6 yrs 6 mos
Westco Investment CORP.Broker
August 1998 - February 1999 · 6 mos
Gruntal & CO., L.L.C.Broker
June 1994 - June 1998 · 4 yrs
State Registrations27 states
AZCACOCTDCDEFLGAMAMDMEMIMNMOMTNCNJNVNYOHORPATNTXVAVTWA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.