Bradley Harvey is a CFP-designated registered investment advisor, based in Colorado Springs, CO, with 32 years of industry experience. Bradley is also registered as a broker, so some compensation may come from commissions on products sold.
Location
102 S Tejon Street, Suite 500, Colorado Springs, CO, 80903
Get directionsHistory
Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Hightower Securities, LLCBroker
April 2017 - Present · 9 yrs 6 mos
Hightower Advisors, LLC
April 2017 - Present · 9 yrs 6 mos
Previous Registrations
UBS Financial Services INC.Broker
April 2009 - May 2017 · 8 yrs 1 mo
UBS Financial Services INC.
April 2009 - May 2017 · 8 yrs 1 mo
Citigroup Global Markets INC.
March 2001 - May 2009 · 8 yrs 2 mos
Citigroup Global Markets INC.Broker
March 2001 - May 2009 · 8 yrs 2 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
September 1994 - March 2001 · 6 yrs 6 mos
Chatfield Dean & CO., INC.Broker
June 1994 - September 1994 · 3 mos
State Registrations6 states
CACOFLILTXUT
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.
More Advisors
- Glenn Grosh, CFPLPL Financial LLC
- Nathan Pfeiffer, CFAT. Rowe Price Associates, INC.
- Redding May, CFAMorgan Stanley
- Robert Sikorski, CFPLPL Financial LLC
- Amy Crispino, CFPRaymond James Financial Services Advisors, INC
- Matthew Wenzlaff, ChFC