Pasquale Capone is a registered investment advisor at &partners, based in Huntington, NY, with 32 years of industry experience. Pasquale is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Estate Planning, High Net Worth, Investment Management, and 2 more. Their firm serves 62,194 clients with $30B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 3.00% |
Advisory fee is based on a percentage of assets under management, capped at 3.0%. Fees are individually negotiable.
Fee Estimator
Location
380 New York Ave, Huntington, NY, 11743
Get directionsHistory
Regulatory History (9)
Customer Dispute
November 2023Customer Dispute
September 2016Customer Dispute
July 2010Customer Dispute
August 2004Customer Dispute
July 2004Customer Dispute
June 2004Customer Dispute
May 2004Customer Dispute
February 2004Customer Dispute
October 2002Other Business Activities
Pasquale serves as a trustee for his brother-in-law, an investment-related activity. This requires minimal time.
Employment History
Current Registrations
&partners
&partnersBroker
Previous Registrations
Wells Fargo Advisors
Wells Fargo Advisors, LLC
Wells Fargo Clearing Services, LLCBroker
Morgan Stanley Dw INC.Broker
State Registrations21 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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