DM
DM

Dax Mccracken

31 Years of Experience
Austin, TX
1 DisclosureBroker

Dax Mccracken is a registered investment advisor at Morgan Stanley, based in Austin, TX, with 31 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B

Fee Structure

Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location

301 Congress Avenue, Suite 1400, Austin, TX, 78701

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
December 2001
Denied
Other Business Activities

Dax inherited a fractional amount of a producing farm property. He is not involved in managing the property and considers it a passive investment.

Employment History
Current Registrations
Morgan StanleyBroker
June 2024 - Present · 2 yrs 1 mo
Morgan Stanley
June 2024 - Present · 2 yrs 1 mo
Previous Registrations
UBS Financial Services INC.
June 2007 - June 2024 · 17 yrs
UBS Financial Services INC.Broker
June 2007 - June 2024 · 17 yrs
Wachovia Securities, LLCBroker
July 2003 - June 2007 · 3 yrs 11 mos
Wachovia Securities, LLC
July 2003 - June 2007 · 3 yrs 11 mos
Prudential Securities IncorporatedBroker
January 2001 - July 2003 · 2 yrs 6 mos
Prudential Securities Incorporated
January 2001 - July 2003 · 2 yrs 6 mos
Painewebber IncorporatedBroker
December 1998 - January 2001 · 2 yrs 1 mo
Olde Discount CorporationBroker
September 1994 - December 1998 · 4 yrs 3 mos
State Registrations24 states
ALAZCACOCTDCFLINMAMDMEMOMSMTNMNYOKORSCTNTXVAWAWV
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Dax Mccracken - Financial Advisor | TrueAdvisor