Robert Holmes
Robert Holmes is a ChFC-designated registered investment advisor at Park Avenue Securities LLC, based in Charlotte, NC, with 51 years of industry experience. Robert operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Financial Planning & Coaching, Retirement Planning. Their firm serves 71,074 clients with $15B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Park Avenue Securities (PAS) offers investment management through various programs. Some programs charge an all-inclusive bundled fee based on the value of your investments. This fee covers investment advice, trading, and other administrative costs. Fees vary depending on the specific program you choose. PAS also offers a digital advisory program called VestWise with a lower fee structure. PAS representatives are compensated for servicing your accounts, and this compensation may be more than if you paid separately for investment advice and brokerage services.
Location
6115 Park South Drive, Suite 200, Charlotte, NC, 28210
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Robert sells individual health policies, Medicare supplements, and long-term care policies, dedicating minimal time to this activity. He also sells individual life and disability insurance, spending minimal time on it, and is a board member of the Society of Financial Services Professionals, spending a few hours per week.
Employment History
Current Registrations
Park Avenue Securities LLC
Park Avenue Securities LLC
Park Avenue Securities LLCBroker
Previous Registrations
New England Securities Corporation
New England SecuritiesBroker
Woodbury Financial Services, INC.
Woodbury Financial Services, INC.Broker
MML Investors Services, INC.Broker
Mony Securities Corporation
Mony Securities CorporationBroker
New England SecuritiesBroker
Nwnl Management CorporationBroker
The Paul Revere Variable Annuity Insurance CompanyBroker
Paul Revere Equity Sales Company (the)Broker
New York Life Variable Contracts CorporationBroker
State Registrations3 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.