William Brooks
William Brooks is a registered investment advisor at Virtue Capital Management, LLC, based in Lake Mary, FL, with 29 years of industry experience. William operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, High Net Worth, Investment Management, and 2 more. Their firm serves 4,294 clients with $1.2B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
VCM charges a percentage of your portfolio's value annually for investment management. The exact percentage is negotiated and can range from 1.00% to 1.95% per year. Fees are paid monthly, based on the average daily balance of your account. Related accounts may be combined to help clients meet fee breakpoints and lower the overall fee. Clients also pay a $12 monthly technology fee.
Location
1540 International Parkway, Ste 2000, Lake Mary, FL, 32746
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Regulatory History (1)
Regulatory
August 2012Other Business ActivitiesSells Insurance
William owns Xexis Private Wealth Investment, where he sells insurance and annuities, dedicating nearly full-time hours to this activity. He also owns Axe the Tax Services, LLC, advising clients on tax preparation, and works with the Association of Financial Consultants as an educator.
Employment History
Current Registrations
Virtue Capital Management, LLC
Previous Registrations
Secure Investment Management, LLC
Horter Investment Management, LLC
Royal Fund Management
Xexis, INC.
The O.N. Equity Sales CompanyBroker
Nylife Securities INC.Broker
Allstate Financial Services, LLCBroker
Valmark Securities, INC.Broker
Northwestern Mutual Investment Services, LLCBroker
Metlife Securities INC.Broker
Metropolitan Life Insurance CompanyBroker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.