John Mendrysa is a registered investment advisor at Broadway Advisor Group, based in Albany, NY, with 31 years of industry experience. John operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, High Net Worth, and 4 more. Their firm serves 321 clients with $210M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1.0M | 1.50% |
| $1.0M - $3.0M | 1.25% |
| $3.0M - $6.0M | 1.00% |
| $6M+ | 0.75% |
Fees are generally negotiable. Fees are calculated using the average daily balance in the client's account.
Fee Estimator
Location
368 Broadway, First Floor, Albany, NY, 12207
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
John operates under the DBA Capital Wealth Management of New York since 2007. He also sells long-term care and life insurance for CFK Life Plans and Security Mutual Insurance Co, respectively, dedicating minimal time to these activities.
Employment History
Current Registrations
Broadway Advisor Group
Previous Registrations
LPL Financial LLC
LPL Financial LLCBroker
UBS Financial Services INC.Broker
Waddell & Reed, INC.Broker
Leigh Baldwin & CO., LLCBroker
W. S. Griffith & CO., INC.Broker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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