JH
ChFC
JH
ChFC
Julie Hercules
32 Years of Experience
St Louis, MO
1 DisclosureBrokerSells Insurance
Julie Hercules is a ChFC-designated registered investment advisor at Cetera Investment Advisers LLC, based in St Louis, MO, with 32 years of industry experience. Julie is also registered as a broker, so some compensation may come from commissions on products sold. Their firm serves 813,961 clients with $260B in assets under management.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10471 advisors
IM Fee
Planning only
Assets Under Management
$256.8B
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Location
5700 Oakland Ave, Ste 400, St Louis, MO, 63110
Get directionsHistory
Regulatory History (1)
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Customer Dispute
April 2011Settled
Other Business ActivitiesSells Insurance
Julie works as an agent/broker for Co-op Insurance and R.F. Brokerage, selling fixed insurance. These activities take minimal time.
Employment History
Current Registrations
Cetera Wealth Services, LLCBroker
August 2023 - Present · 3 yrs 2 mos
Cetera Investment Advisers LLC
August 2023 - Present · 3 yrs 2 mos
Cetera Wealth Services, LLC
August 2023 - Present · 3 yrs 2 mos
Previous Registrations
Securian Financial Services, INC.
October 2001 - August 2023 · 21 yrs 10 mos
Rf Advisors LLC
December 1998 - October 2004 · 5 yrs 10 mos
Renaissance Financial Corporate Education LLC
May 1998 - December 2007 · 9 yrs 7 mos
Securian Financial Services, INC.Broker
September 1994 - August 2023 · 28 yrs 11 mos
Equico Securities, INC.Broker
June 1994 - September 1994 · 3 mos
The Equitable Life Assurance Society of the United StatesBroker
June 1994 - September 1994 · 3 mos
State Registrations30 states
ALARAZCACOCTDCDEFLGAIAILKSKYLAMDMIMONCNENJNMNYOHOKSCTNTXUTVA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.
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