CB
CB
Charles Barker
36 Years of Experience
St Louis, MO
2 DisclosuresBroker
Charles Barker is a registered investment advisor at Cetera Investment Advisers LLC, based in St Louis, MO, with 36 years of industry experience. Charles operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
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Location
11600 Manchester Rd Ste 100, St Louis, MO, 63131
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Regulatory History (2)
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Regulatory
September 1997Final
Customer Dispute
October 1990Award / Judgment
Other Business Activities
Charles is the treasurer and a fundraiser for the Committee to Elect Philip Oehlerking, a political campaign. He spends a few hours per week on each role.
Employment History
Current Registrations
Cetera Investment Advisers LLC
June 2023 - Present · 2 yrs 11 mos
Cetera Wealth Services, LLCBroker
September 2013 - Present · 12 yrs 8 mos
Previous Registrations
Cetera Advisor Networks LLC
September 2013 - June 2023 · 9 yrs 9 mos
Walnut Street Securities, INC.
March 2007 - September 2013 · 6 yrs 6 mos
Walnut Street Securities, INC.Broker
April 1996 - September 2013 · 17 yrs 5 mos
Painewebber IncorporatedBroker
July 1991 - May 1995 · 3 yrs 10 mos
Dapco Securities, INC.Broker
May 1991 - July 1991 · 2 mos
Hibbard Brown & CO., INC.Broker
May 1988 - April 1991 · 2 yrs 11 mos
Sherwood Capital, INC.Broker
April 1988 - May 1988 · 1 mo
State Registrations6 states
COFLILMOTNWY
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.