MH
ChFC
MH
ChFC

Michael Hood

47 Years of Experience
Houston, TX
BrokerSells Insurance

Michael Hood is a ChFC-designated registered investment advisor at Northwestern Mutual Investment Services,llc, based in Houston, TX, with 47 years of industry experience. Michael operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 1 clients.

Compensation
Fixed/Hourly
Firm Size
2117 advisors
Number of Clients
1 client
Average Client Portfolio
Not specified

Fee Structure

Investment management only (planning not offered)

NMIS does not manage accounts directly for individual clients. NMIS provides referral services to other investment advisors and fixed income advice to other investment advisors.

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Location

1 Riverway Ste 900, Houston, TX, 77056

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Michael may earn commissions from insurance companies for sales of non-variable life, health, annuity, and/or disability income insurance products.

Employment History
Current Registrations
Northwestern Mutual Investment Services,llc
February 2013 - Present · 13 yrs 3 mos
Northwestern Mutual Investment Services, LLCBroker
February 1986 - Present · 40 yrs 3 mos
Previous Registrations
Robert W. Baird & CO. IncorporatedBroker
May 1985 - December 1997 · 12 yrs 7 mos
Pml Securities CompanyBroker
February 1981 - July 1985 · 4 yrs 5 mos
John Hancock Mutual Life Insurance CompanyBroker
September 1971 - January 1972 · 4 mos
John Hancock Distributors, INC.Broker
September 1969 - January 1972 · 2 yrs 4 mos
State Registrations10 states
AZCACOCTHINVNYSCTXWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Michael Hood - Financial Advisor | TrueAdvisor