TrueAdvisor
TrueAdvisor
MS
MS

Matthew Sweeney

Northwestern Mutual Investment Services,llc
19 Years of Experience
Houston, TX
1 DisclosureBrokerSells Insurance
View SEC Summary
View SEC Summary

Matthew Sweeney is a registered investment advisor at Northwestern Mutual Investment Services,llc, based in Houston, TX, with 19 years of industry experience. Matthew is also registered as a broker, so some compensation may come from commissions on products sold. Their firm serves 1 clients.

Northwestern Mutual Investment Services,llc
Compensation
Fixed/Hourly
Firm Size
2138 advisors
IM Fee
Planning only

Fee Structure

Investment management only (planning not offered)

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

View Full SEC Brochure

Location

1 Riverway Ste 900, Houston, TX, 77056

Get directions

History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Criminal
November 2000
Final Disposition
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Matthew may earn commissions from insurance companies for sales of non-variable life, health, annuity, and/or disability income insurance products.

Employment History
Current Registrations
Northwestern Mutual Investment Services,llc
October 2017 - Present · 9 yrs
Northwestern Mutual Investment Services, LLCBroker
April 2007 - Present · 19 yrs 6 mos
Previous Registrations
Northwestern Mutual Investment Services,llc
November 2010 - October 2017 · 6 yrs 11 mos
State Registrations30 states
AKAZCACOFLGAIDILINKYMAMIMNMTNCNDNJNMNYOHOKORPASCTXUTVAWAWIWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
More Advisors
More financial advisors in Houston, TX →All financial advisors in Texas →