Phillip Cheney
Phillip Cheney is a registered investment advisor at Moors & Cabot, INC, based in East Sandwich, MA, with 31 years of industry experience. Their practice areas include Education Planning, Estate Planning, Insurance Planning, Investment Management, and 2 more. Their firm serves 5,074 clients with $3.4B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Moors & Cabot charges an annual fee based on a percentage of your portfolio, billed quarterly. The exact percentage is negotiable and depends on factors like account size and complexity. The minimum fee rate is 0.5% and the maximum is 1.5%, unless approved by senior management. Moors & Cabot may aggregate multiple accounts to determine fee breakpoints. They also offer an "Advice Only" service for assets held elsewhere, billed quarterly in advance.
Location
East Sandwich, MA
Get directionsHistory
Regulatory History (7)
Regulatory
May 2018Employment Separation After Allegations
December 2017Customer Dispute
October 2017Customer Dispute
October 2016Customer Dispute
April 2005Customer Dispute
November 2003Customer Dispute
January 1998Employment History
Current Registrations
Moors & Cabot, INC.
Moors & Cabot, INC.Broker
Moors & Cabot, INC
Previous Registrations
RBC Capital Markets, LLC
RBC Capital Markets, LLCBroker
UBS Financial Services INC.Broker
Everen Securities, INC.Broker
Wachovia Securities, INC.Broker
Metlife Securities INC.Broker
Metropolitan Life Insurance CompanyBroker
State Registrations21 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.