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Frank Seminara

29 Years of Experience
West Palm Beach, FL
1 DisclosureBroker

Frank Seminara is a registered investment advisor at Morgan Stanley, based in West Palm Beach, FL, with 29 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B

Fee Structure

Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location

777 South Flagler Drive, Suite 700E, West Palm Beach, FL, 33401

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History

Regulatory History (1)
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Customer Dispute
October 2022
Denied
Other Business Activities

Frank participates in private investments through SKS Holdings, LLC and is involved with a Wendy's franchise through SKS WEN LLC. He also manages JoeVito LLC, a holding company, acts as a trustee for a trust, and owns Franksters Gangsters LLC for rental property management, dedicating minimal time to these activities outside of business hours.

Employment History
Current Registrations
Morgan Stanley
May 2012 - Present · 14 yrs
Morgan StanleyBroker
May 2012 - Present · 14 yrs
Morgan Stanley
May 2012 - Present · 14 yrs
Previous Registrations
UBS Financial Services INC.
July 2008 - May 2012 · 3 yrs 10 mos
UBS Financial Services INC.Broker
June 2005 - May 2012 · 6 yrs 11 mos
Morgan Stanley
May 2002 - June 2005 · 3 yrs 1 mo
Morgan Stanley Dw INC.Broker
February 2000 - June 2005 · 5 yrs 4 mos
Salomon Smith Barney INC.Broker
October 1996 - March 2000 · 3 yrs 5 mos
State Registrations47 states
AKALARAZCACOCTDCDEFLGAHIIAIDILKYLAMAMDMEMIMNMOMSMTNCNENHNJNVNYOHOKORPAPRRISCSDTNTXUTVAVTWAWIWV
AdvisorBrokerBoth

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Exams
No exam information available for this advisor.