Sean Chaitman is a registered investment advisor at Shelter Rock Management, LLC, based in Jericho, NY, with 16 years of industry experience. Sean operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management, Retirement Planning. Their firm serves 142 clients with $230M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $500K | 1.50% |
| $500K - $1.0M | 1.25% |
| $1.0M - $2.0M | 1.00% |
| $2M+ | 0.85% |
Rates shown reflect the Equity Income, Select Equity, Equity Alt, and Custom Accounts schedules. Strategic Income strategy charges a flat 1.00% across all tiers. Conservative Allocation charges 1.25% up to $1M, 1.00% up to $2M, and 0.85% over $2M. Variable annuity accounts are charged 0.50%.
Fee Estimator
Location
375 North Broadway, Suite 207, Jericho, NY, 11753
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Shelter Rock Management, LLC
State Registrations3 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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