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CJ
CFP · ChFC
CJ
CFP · ChFC

Carolie Johnson

LPL Financial LLC
32 Years of Experience
Chatham, NJ
BrokerSells Insurance
View SEC Summary
View SEC Summary

Carolie Johnson is a CFP, ChFC-designated registered investment advisor at LPL Financial LLC, based in Chatham, NJ, with 32 years of industry experience. Carolie is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.

LPL Financial LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
28221 advisors
Number of Clients
1,986,990 clients
Average Client Portfolio
$412K average
Assets Under Management
$819.1B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

10 Fairmount Ave., Chatham, NJ, 07928

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Carolie operates under the DBA Wildrick & Johnson Financial, LLC since 2004. She also sells various non-variable insurance products, including long-term care, health, and disability income insurance, dedicating minimal time to these activities.

Employment History
Current Registrations
LPL Financial LLC
May 2004 - Present · 22 yrs 5 mos
LPL Financial LLCBroker
May 2004 - Present · 22 yrs 5 mos
Previous Registrations
Ws Griffith Securities, INC.
June 2002 - June 2004 · 2 yrs
Ws Griffith Securities, INC.Broker
July 1994 - June 2004 · 9 yrs 11 mos
State Registrations22 states
AZCACOCTFLIDILINMAMDMEMONCNJNYOHPARISCTXVAVT
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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