HH
HH

Harry Horning

48 Years of Experience
Manassas, VA
3 DisclosuresBrokerSells Insurance

Harry Horning is a registered investment advisor at Osaic Wealth, INC., based in Manassas, VA, with 48 years of industry experience. Harry operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Education Planning, Estate Planning, Investment Management, and 1 more. Their firm serves 574,829 clients with $200B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
9246 advisors
Number of Clients
574,829 clients
Average Client Portfolio
$348K average
Assets Under Management
$200.3B

Fee Structure

Minimum Investment:$5.5K

Osaic Wealth offers investment management through several platforms, including Advisor Managed Portfolios, Unified Managed Accounts, and Signator Managed Account Platform. Fees are negotiable and based on a percentage of the assets in your account. The fees cover advisory services, custodial services, and in some cases, transaction costs. Mutual funds and ETFs within these accounts have their own internal fees. Some programs have wrap accounts where all costs are bundled into one fee.

Loading...

Location

8721 Plantation Lane, Suite 201, Manassas, VA, 20110

Get directions

History

Regulatory History (3)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Employment Separation After Allegations
October 1996
Regulatory
August 1996
Final
Regulatory
April 1992
Final
Other Business ActivitiesSells Insurance

Harry is an insurance agent selling life insurance since 1997 and also provides tax preparation services. He is also involved in real estate rental and management, and serves as treasurer for the Kena Shrine Band and on the budget committee for the HOA of Lake Manassas.

Employment History
Current Registrations
Osaic Wealth, INC.
September 2023 - Present · 2 yrs 10 mos
Osaic Wealth, INC.Broker
September 2023 - Present · 2 yrs 10 mos
Previous Registrations
Sagepoint Financial, INC.
October 2008 - September 2023 · 14 yrs 11 mos
Sagepoint Financial, INC.Broker
October 2008 - September 2023 · 14 yrs 11 mos
American General Securities Incorporated
April 1999 - October 2008 · 9 yrs 6 mos
American General Securities IncorporatedBroker
July 1998 - October 2008 · 10 yrs 3 mos
Moors & Cabot, INC.Broker
July 1988 - October 1996 · 8 yrs 3 mos
North American Investment CORP.Broker
April 1985 - July 1988 · 3 yrs 3 mos
Lang and CompanyBroker
May 1981 - April 1985 · 3 yrs 11 mos
Brokers Exchange, INC.Broker
May 1980 - June 1981 · 1 yr 1 mo
Voss & CO., INC.Broker
November 1979 - May 1980 · 6 mos
Independent Financial Planners CorporationBroker
June 1979 - August 1980 · 1 yr 2 mos
Metropolitan Life Insurance CompanyBroker
August 1974 - June 1978 · 3 yrs 10 mos
State Registrations37 states
ALAZCACODCDEFLGAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNJNMNYOHOKPARISCSDTNTXVAWAWV
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.