Fredric Horowitz
Fredric Horowitz is a registered investment advisor at MML Investors Services, LLC, based in New York, NY, with 55 years of industry experience. Fredric is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Retirement Planning. Their firm serves 454,836 clients with $120B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Fee Structure
Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.
Location
286 Madison Ave, Suite 901, New York, NY, 10017
Get directionsHistory
Regulatory History (3)
Customer Dispute
November 2022Customer Dispute
February 2007Customer Dispute
March 2006Other Business ActivitiesSells Insurance
Fredric is an owner and agent involved in brokerage, life, and health activities since 1979, dedicating minimal time. He also works as an attorney at law, providing legal consulting as a client advocate, also dedicating minimal time.
Employment History
Current Registrations
MML Investors Services, LLC
MML Investors Services, LLCBroker
Previous Registrations
Nathan & Lewis Securities, INC.Broker
G. R. Phelps & CO., INC.Broker
Great Northern Investors CORP.Broker
Creative Programs CORP.Broker
State Registrations27 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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