Fredric Horowitz
Fredric Horowitz is a registered investment advisor at MML Investors Services, LLC, based in New York, NY, with 54 years of industry experience. Fredric operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Retirement Planning. Their firm serves 392,809 clients with $90B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
MML Investors Services manages investment menus for retirement plans and offers a managed account service for participants.
For the overall plan, MMLIS selects and monitors investment options. For participants using the managed account service, fees are charged quarterly, up to a maximum of 0.60% per year of the account value. MMLIS receives 0.10% of this fee, with the remainder going to Morningstar and the recordkeeper. The exact fees vary by recordkeeper and whether the service is a Qualified Default Investment Alternative.
Location
286 Madison Ave, Suite 901, New York, NY, 10017
Get directionsHistory
Regulatory History (3)
Customer Dispute
November 2022Customer Dispute
February 2007Customer Dispute
March 2006Other Business ActivitiesSells Insurance
Fredric is an owner and agent involved in brokerage, life, and health activities since 1979, dedicating minimal time. He also works as an attorney at law, providing legal consulting as a client advocate, also dedicating minimal time.
Employment History
Current Registrations
MML Investors Services, LLC
MML Investors Services, LLCBroker
Previous Registrations
Nathan & Lewis Securities, INC.Broker
G. R. Phelps & CO., INC.Broker
Great Northern Investors CORP.Broker
Creative Programs CORP.Broker
State Registrations26 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.