Alice Scarborough
Alice Scarborough is a registered investment advisor at Benjamin F. Edwards & Company, Incorporated, based in Hickory, NC, with 27 years of industry experience. Alice operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Financial Planning & Coaching, Investment Management, Retirement Planning. Their firm serves 30,126 clients with $16B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
BFE offers investment management through various programs. The fees are calculated as a percentage of the value of your account. The total fee you pay covers BFE's advisory services and, if applicable, the fees for portfolio management services. The maximum total fee is 2.50% annually, but BFE reserves the right to increase the total fee by five percent per calendar year. There is a minimum annual fee of $125 that applies to all BFE investment advisory accounts. Fees are negotiable and are charged quarterly in advance based on the average daily asset value of your account from the previous quarter.
Location
200 1st Avenue NW, Suite 201, Hickory, NC, 28601
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Regulatory History (1)
Employment Separation After Allegations
July 2013Other Business Activities
Alice is a notary public in Hickory, NC, providing notary services as requested, dedicating minimal time. Alice also co-owns an investment/rental property in Outer Banks, NC, spending a few hours per week.
Employment History
Current Registrations
Benjamin F. Edwards & Company, INC.Broker
Benjamin F. Edwards & Company, Incorporated
Previous Registrations
Stifel, Nicolaus & Company, Incorporated
Stifel, Nicolaus & Company, IncorporatedBroker
Broyhill Asset Management, LLC
Sagepoint Financial, INC.Broker
Wells Fargo Advisors, LLC
Wells Fargo Advisors, LLCBroker
Bb&t Asset Management, INC.
Wachovia Securities, LLCBroker
Carillon Investments, INC.Broker
State Registrations19 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.