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Alice Scarborough

Benjamin F. Edwards & Company, Incorporated
27 Years of Experience
Hickory, NC
1 DisclosureBroker
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Alice Scarborough is a registered investment advisor at Benjamin F. Edwards & Company, Incorporated, based in Hickory, NC, with 27 years of industry experience. Alice is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, Annuities, Business Owners, Charitable Giving, and 10 more. Their firm serves 33,057 clients with $19B in assets under management.

Benjamin F. Edwards & Company, Incorporated
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
519 advisors
Number of Clients
33,057 clients
Average Client Portfolio
$572K average
Assets Under Management
$18.9B

Fee Structure

Minimum Investment:$5K
Investment management only (planning not offered)
Minimum Annual Fee:$125
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

Maximum total wrap fee is 2.50% annually, combining advisor and manager fees. Specific strategy rates vary, and fees are fully negotiable.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

200 1st Avenue NW, Suite 201, Hickory, NC, 28601

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Employment Separation After Allegations
July 2013
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Alice is a notary public in Hickory, NC, providing notary services as requested, dedicating minimal time. Alice also co-owns an investment/rental property in Outer Banks, NC, spending a few hours per week.

Employment History
Current Registrations
Benjamin F. Edwards & Company, INC.Broker
October 2025 - Present · 1 yr
Benjamin F. Edwards & Company, Incorporated
October 2025 - Present · 1 yr
Previous Registrations
Stifel, Nicolaus & Company, Incorporated
October 2018 - October 2025 · 7 yrs
Stifel, Nicolaus & Company, IncorporatedBroker
September 2018 - October 2025 · 7 yrs 1 mo
Broyhill Asset Management, LLC
December 2016 - September 2018 · 1 yr 9 mos
Sagepoint Financial, INC.Broker
September 2013 - October 2016 · 3 yrs 1 mo
Wells Fargo Advisors, LLC
January 2006 - August 2013 · 7 yrs 7 mos
Wells Fargo Advisors, LLCBroker
January 2006 - August 2013 · 7 yrs 7 mos
Bb&t Asset Management, INC.
September 2005 - January 2006 · 4 mos
Wachovia Securities, LLCBroker
February 2004 - June 2005 · 1 yr 4 mos
Carillon Investments, INC.Broker
May 1998 - December 2003 · 5 yrs 7 mos
State Registrations21 states
ALCACOCTFLGAINKYMAMDMOMSNCNJOHSCTNTXVAWIWV
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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