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Kenneth Cappelli

Sequent Planning, LLC
29 Years of Experience
Marlton, NJ
2 DisclosuresSells Insurance
View SEC Summary
View SEC Summary

Kenneth Cappelli is a registered investment advisor at Sequent Planning, LLC, based in Marlton, NJ, with 29 years of industry experience. Kenneth operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Corporate Executives, Education Planning, Estate Planning, and 5 more. Their firm serves 6,015 clients with $590M in assets under management.

Sequent Planning, LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
99 advisors
Number of Clients
6,015 clients
Average Client Portfolio
$98K average
Assets Under Management
$589.5M

Fee Structure

Minimum Investment:None
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any1.75%

Sequent Planning sets an annual fee cap of 1.75%. Individual investment adviser representatives have discretion to set fees within this limit, and fees are negotiable.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

901 Lincoln Drive West, Suite 304, Marlton, NJ, 08053

Get directions

History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Regulatory
February 1991
Final
Regulatory
June 1990
Final
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Kenneth works as an insurance agent since 2020. This activity is investment-related and takes a few hours per week.

Employment History
Current Registrations
Sequent Planning, LLC
March 2026 - Present · 7 mos
Previous Registrations
Osaic Wealth, INC.Broker
June 2024 - March 2026 · 1 yr 9 mos
Osaic Wealth, INC.
June 2024 - March 2026 · 1 yr 9 mos
Securities America, INC.Broker
November 2020 - June 2024 · 3 yrs 7 mos
Securities America Advisors, INC.
November 2020 - June 2024 · 3 yrs 7 mos
Equitable Advisors, LLCBroker
November 2016 - November 2020 · 4 yrs
Equitable Advisors, LLC
November 2016 - November 2020 · 4 yrs
Mutual of Omaha Investor Services, INC.
August 2011 - November 2016 · 5 yrs 3 mos
Mutual of Omaha Investor Services, INC.Broker
August 2011 - November 2016 · 5 yrs 3 mos
LPL Financial LLC
April 2008 - August 2011 · 3 yrs 4 mos
LPL Financial LLCBroker
April 2008 - August 2011 · 3 yrs 4 mos
Wachovia Securities, LLC
February 2008 - April 2008 · 2 mos
Wachovia Securities, LLCBroker
January 2008 - April 2008 · 3 mos
A. G. Edwards & Sons, INC.Broker
May 2007 - January 2008 · 8 mos
Nylife Securities LLCBroker
June 2005 - May 2007 · 1 yr 11 mos
Mutual of Omaha Investor Services, INC.Broker
January 2001 - June 2005 · 4 yrs 5 mos
MML Investors Services, INC.Broker
May 2000 - January 2001 · 8 mos
American Express Financial Advisors INC.Broker
January 2000 - March 2000 · 2 mos
Ids Life Insurance CompanyBroker
January 2000 - March 2000 · 2 mos
First Colonial Securities Group, INC.Broker
December 1998 - March 1999 · 3 mos
Starr Securities, INC.Broker
July 1998 - November 1998 · 4 mos
First Colonial Securities Group, INC.Broker
February 1997 - July 1998 · 1 yr 5 mos
Starr Securities, INC.Broker
October 1995 - February 1997 · 1 yr 4 mos
State Registrations1 state
NJ
Advisor

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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