Jay Falini is a registered investment advisor, based in Chicago, IL, with 30 years of industry experience.
Location
101 N. Wacker Drive, Suite 1500, Chicago, IL, 60606
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Regulatory History (1)
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Customer Dispute
March 2004Settled
Employment History
Current Registrations
Lbmz Securities, INC.Broker
October 2008 - Present · 17 yrs 7 mos
Lbmz Securities, INC.
October 2008 - Present · 17 yrs 7 mos
Zacks Investment Management, INC.
September 2008 - Present · 17 yrs 8 mos
Previous Registrations
Investacorp Advisory Services INC
January 2007 - August 2007 · 7 mos
Investacorp, INC.Broker
November 2006 - July 2007 · 8 mos
Citigroup Global Markets INC.Broker
January 2001 - October 2006 · 5 yrs 9 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
May 1995 - January 2001 · 5 yrs 8 mos
Cresap, INC.Broker
October 1994 - May 1995 · 7 mos
State Registrations2 states
DENJ
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.