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EG
EG
Edgar Millan Miro Garcia
Popular Securities, LLC
30 Years of Experience
4 Disclosures
Broker
View SEC Summary
View SEC Summary
Areas of Practice
Investment Management
Financial Planning & Coaching
Retirement Planning
Education Planning
Popular Securities, LLC
Compensation
Fee-Only (AUM)
Firm Size
56 advisors
Number of Clients
2,120 clients
Average Client Portfolio
$1.1M average
Assets Under Management
$2.3B
Fee Structure
Minimum Investment:
$50K
Investment Management
Planning
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Location
208 Ponce de Leon Ave, POPULAR CENTER Suite 1200, San Juan, PR, 00918
Get directions
History
Regulatory History (4)
What are disclosures?
Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations.
Learn how to evaluate them
.
Customer Dispute
February 2018
Closed-No Action
Customer Dispute
October 2017
Settled
Customer Dispute
September 2014
Settled
Customer Dispute
May 2014
Closed-No Action
View Full SEC Report
How to Read Disclosures
Employment History
Current Registrations
Popular Securities, LLC
June 2013 - Present · 12 yrs 8 mos
Popular Securities, LLC
Broker
December 2007 - Present · 18 yrs 2 mos
Previous Registrations
Popular Securities, INC.
August 2011 - February 2012 · 6 mos
Citigroup Global Markets INC.
Broker
November 1995 - December 2007 · 12 yrs 1 mo
State Registrations
6 states
CA
FL
MI
NC
NY
PR
Advisor
Broker
Both
Exams
No exam information available for this advisor.