Eric Klaus is a registered investment advisor, based in Tampa, FL, with 28 years of industry experience.
Location
3030 N. Rocky Pt. Dr. W., Suite 700, Tampa, FL, 33607
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Regulatory History (1)
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Customer Dispute
July 2006Settled
Other Business Activities
Eric owns Oddjobs4teens.com and markets safety bands for children, dedicating minimal time to each. He also operates under the DBA names Klaus Financial Group and Blue Waters Financial, spending nearly full-time on the former and about 10-20% of his time on the latter. Eric is also a head coach for a high school lacrosse team, spending a few hours per week.
Employment History
Current Registrations
Ifp Securities, LLCBroker
May 2019 - Present · 7 yrs
Independent Financial Partners
October 2016 - Present · 9 yrs 7 mos
Previous Registrations
LPL Financial LLCBroker
October 2016 - May 2019 · 2 yrs 7 mos
Ameriprise Financial Services, INC.
January 2011 - October 2016 · 5 yrs 9 mos
Ameriprise Financial Services, INC.Broker
January 2011 - October 2016 · 5 yrs 9 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
October 2009 - January 2011 · 1 yr 3 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
October 2009 - January 2011 · 1 yr 3 mos
Banc of America Investment Services, INC.
March 2004 - October 2009 · 5 yrs 7 mos
Banc of America Investment Services, INC.Broker
February 2004 - October 2009 · 5 yrs 8 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
September 2000 - March 2004 · 3 yrs 6 mos
Merrill Lynch Pierce Fenner & Smith INC.
September 2000 - March 2004 · 3 yrs 6 mos
Painewebber IncorporatedBroker
July 1997 - October 2000 · 3 yrs 3 mos
State Registrations10 states
CACTDEFLILMANHNJNYOH
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.