Steven Weber
Steven Weber is a registered investment advisor at UBS Financial Services INC., based in Newport Beach, CA, with 29 years of industry experience. Steven is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Education Planning, Estate Planning, High Net Worth, Insurance Planning, and 3 more. Their firm serves 1,144,588 clients with $920B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Fee Structure
- Customized Financial Planning Services — Typically ranges from $1,000 to $10,000, with a general range of $500 to $50,000 depending on the scope and complexity of the engagement. Fees up to $100,000 may be permitted for highly complex situations involving relationships with a net worth of $100 million or more.
Location
888 San Clemente Drive, Suite 300, Newport Beach, CA, 92660
Get directionsHistory
Regulatory History (2)
Customer Dispute
June 2008Customer Dispute
January 2003Other Business Activities
Steven is a member of the board of directors for America on Track, a charity for disadvantaged youth in Orange County. He assists with fundraising and attends board meetings.
Employment History
Current Registrations
UBS Financial Services INC.
UBS Financial Services INC.Broker
Previous Registrations
Morgan Stanley
Morgan StanleyBroker
Morgan Stanley & CO. IncorporatedBroker
Morgan Stanley & CO. Incorporated
State Registrations14 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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