Scott Epps is a registered investment advisor at Process Wealth LLC, based in Granite Bay, CA, with 25 years of industry experience. Scott operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, High Net Worth, Investment Management, and 1 more.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
1 advisor
Number of Clients
Not specified
Average Client Portfolio
Not specified
Fee Structure
Minimum Investment:None
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 1.50% |
Annual fee is negotiable.
Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location
4202 Douglas Blvd #600, Granite Bay, CA, 95746
Get directionsHistory
Regulatory History (2)
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Regulatory
January 2020Final
Customer Dispute
October 2018Closed-No Action
Employment History
Current Registrations
Process Wealth LLC
July 2025 - Present · 10 mos
Previous Registrations
Process Wealth, LLC
May 2019 - December 2019 · 7 mos
Strategic Wealth Advisors Group
July 2016 - May 2019 · 2 yrs 10 mos
LPL Financial LLCBroker
September 2009 - May 2019 · 9 yrs 8 mos
LPL Financial Corporation
September 2009 - December 2009 · 3 mos
Associated Securities CORP.
January 2009 - September 2009 · 8 mos
Associated Securities CORP.Broker
January 2009 - September 2009 · 8 mos
Strategic Wealth Advisors Group
September 2006 - July 2016 · 9 yrs 10 mos
Fsc Securities Corporation
July 2006 - December 2008 · 2 yrs 5 mos
Fsc Securities CorporationBroker
July 2006 - December 2008 · 2 yrs 5 mos
Qa3 Financial LLC
June 2005 - July 2006 · 1 yr 1 mo
Qa3 Financial CORP.Broker
June 2005 - July 2006 · 1 yr 1 mo
Lincoln Financial Advisors Corporation
May 2000 - June 2005 · 5 yrs 1 mo
Lincoln Financial Advisors CorporationBroker
April 2000 - June 2005 · 5 yrs 2 mos
The Lincoln National Life Insurance CompanyBroker
April 2000 - June 2005 · 5 yrs 2 mos
Securities America, INC.Broker
October 1998 - April 2000 · 1 yr 6 mos
Griffin Financial ServicesBroker
January 1998 - September 1998 · 8 mos
Great Western Financial Securities CorporationBroker
May 1997 - January 1998 · 8 mos
Wells Fargo Securities INC.Broker
August 1994 - April 1997 · 2 yrs 8 mos
State Registrations2 states
CATX
Advisor
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.