CD
CD
Christopher Duffy
31 Years of Experience
Red Bank, NJ
5 DisclosuresBroker
Christopher Duffy is a registered investment advisor at Morgan Stanley, based in Red Bank, NJ, with 31 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
20 Linden Place, Red Bank, NJ, 07701
Get directionsHistory
Regulatory History (5)
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Customer Dispute
September 2024Settled
Customer Dispute
April 2023Settled
Customer Dispute
April 2008Settled
Customer Dispute
March 2008Settled
Customer Dispute
July 2001Settled
Employment History
Current Registrations
Morgan Stanley
March 2010 - Present · 16 yrs 2 mos
Morgan StanleyBroker
June 2009 - Present · 16 yrs 11 mos
Previous Registrations
Morgan Stanley & CO. IncorporatedBroker
March 2009 - June 2009 · 3 mos
UBS Financial Services INC.Broker
December 1994 - April 2009 · 14 yrs 4 mos
State Registrations38 states
AKARAZCACOCTDCDEFLGAIAIDILINKSKYLAMAMDMEMIMOMSNCNHNJNYOHORPARISCTXVAVTWAWIWV
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.