LS
CFP
LS
CFP
Lance Steinke
26 Years of Experience
Granby, CO
1 DisclosureBroker
Lance Steinke is a CFP-designated registered investment advisor at Wells Fargo Advisors, based in Granby, CO, with 26 years of industry experience. Their practice areas include Retirement Planning. Their firm serves 401,726 clients with $200B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3710 advisors
IM Fee
Planning only
Assets Under Management
$197.4B
Fee Structure
Investment management only (planning not offered)
Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.
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Location
Granby, CO
Get directionsHistory
Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
May 2009Settled
Other Business Activities
Lance owns a vacation rental condo in Granby, CO, dedicating minimal time to it. He also owns Steinke Financial Services LLC, a financial services firm, dedicating nearly full-time hours to it.
Employment History
Current Registrations
Wells Fargo Advisors
May 2024 - Present · 2 yrs
Wells Fargo Advisors Financial Network, LLCBroker
May 2024 - Present · 2 yrs
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
November 2012 - June 2024 · 11 yrs 7 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
August 2007 - June 2024 · 16 yrs 10 mos
UBS Financial Services INC.Broker
August 2006 - September 2007 · 1 yr 1 mo
Piper Jaffray & CO.Broker
February 2003 - August 2006 · 3 yrs 6 mos
Financial Network Investment CorporationBroker
February 2002 - March 2003 · 1 yr 1 mo
Rmjb, INC.Broker
September 2001 - February 2002 · 5 mos
Financial Network Investment CorporationBroker
July 1999 - August 2001 · 2 yrs 1 mo
State Registrations11 states
AZCACOFLIAILMIMNOHTXWY
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.