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Chris Hudson

31 Years of Experience
Louisville, KY
2 DisclosuresBroker

Chris Hudson is a registered investment advisor at Morgan Stanley, based in Louisville, KY, with 31 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B

Fee Structure

Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location

4969 US Highway 42, Suite 1200, Louisville, KY, 40222

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
September 2020
Denied
Employment Separation After Allegations
September 1996
Other Business Activities

Chris works as a college basketball official from November to March, dedicating a few hours per week to this non-investment related activity. This work does not occur during securities trading hours.

Employment History
Current Registrations
Morgan Stanley
May 2012 - Present · 14 yrs
Morgan StanleyBroker
May 2012 - Present · 14 yrs
Previous Registrations
UBS Financial Services INC.
July 2004 - May 2012 · 7 yrs 10 mos
UBS Financial Services INC.Broker
August 2000 - May 2012 · 11 yrs 9 mos
J.C. Bradford & CO.Broker
October 1996 - August 2000 · 3 yrs 10 mos
Prudential Securities IncorporatedBroker
August 1994 - October 1996 · 2 yrs 2 mos
State Registrations32 states
ALAZCACOCTFLGAIDILINKYMDMEMIMSMTNCNJNYOHOKORPARISCTNTXUTVAWAWIWV
AdvisorBrokerBoth

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Exams
No exam information available for this advisor.