Eric Fields is a registered investment advisor, based in Northbrook, IL, with 32 years of industry experience. Eric is also registered as a broker, so some compensation may come from commissions on products sold.
Location
Northbrook, IL
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Eric works for H&B Fields Inc., a distribution company, as a delivery driver since 2012. He dedicates minimal time to this activity.
Employment History
Current Registrations
Nfsg Corporation
July 2010 - Present · 16 yrs 3 mos
Newbridge Securities CorporationBroker
July 2010 - Present · 16 yrs 3 mos
Newbridge Securities Corporation
July 2010 - Present · 16 yrs 3 mos
Previous Registrations
Chicago Investment Group, LLC
March 2008 - September 2009 · 1 yr 6 mos
Chicago Investment Group, LLCBroker
August 2006 - July 2010 · 3 yrs 11 mos
H&r Block Financial Advisors, INC.
June 2003 - August 2006 · 3 yrs 2 mos
Rsm Mcgladrey, INC.
March 2003 - June 2003 · 3 mos
H&r Block Financial Advisors, INC.Broker
October 1994 - August 2006 · 11 yrs 10 mos
State Registrations3 states
FLILWI
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.
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