David Lewis is a registered investment advisor at LPL Financial LLC, based in Houston, TX, with 27 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
3730 Kirby Dr Ste 1200, Houston, TX, 77098
Get directionsHistory
Regulatory History (1)
Customer Dispute
September 1997Other Business Activities
David owns rental real estate properties in Katy and Pasadena, Texas. He also assists with payroll and bill payments for a hardware store, spending minimal time on this activity.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Edward Jones
Edward JonesBroker
Chase Investment Services CORP.
Chase Investment Services CORP.Broker
Strategic Advisers, INC.
Fidelity Brokerage Services LLCBroker
J.B. Oxford & CompanyBroker
Emmett a Larkin Company, INC.Broker
American Express Financial Advisors INC.Broker
Ids Life Insurance CompanyBroker
State Registrations3 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.