SH
SH

Shiela Hingorani

31 Years of Experience
San Francisco, CA
1 DisclosureBroker

Shiela Hingorani is a registered investment advisor at Morgan Stanley, based in San Francisco, CA, with 31 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B

Fee Structure

Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
Loading...

Location

101 California Street 23rd Floor, San Francisco, CA, 94111

Get directions

History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
February 2010
Settled
Employment History
Current Registrations
Morgan Stanley
January 2010 - Present · 16 yrs 4 mos
Morgan StanleyBroker
January 2010 - Present · 16 yrs 4 mos
Previous Registrations
UBS Financial Services INC.
June 2005 - January 2010 · 4 yrs 7 mos
UBS Financial Services INC.Broker
April 2001 - January 2010 · 8 yrs 9 mos
UBS Warburg LLCBroker
September 1997 - May 2001 · 3 yrs 8 mos
Morgan Stanley & CO., IncorporatedBroker
August 1994 - July 1997 · 2 yrs 11 mos
State Registrations17 states
AZCACOCTDCFLMDMSNHNVNYOKORPATNTXVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.