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Marcus Ortega

Cetera Investment Advisers LLC
32 Years of Experience
Scottsdale, AZ
1 DisclosureBrokerSells Insurance
View SEC Summary
View SEC Summary

Marcus Ortega is a registered investment advisor at Cetera Investment Advisers LLC, based in Scottsdale, AZ, with 32 years of industry experience. Marcus is also registered as a broker, so some compensation may come from commissions on products sold. Their firm serves 813,961 clients with $260B in assets under management.

Cetera Investment Advisers LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10471 advisors
IM Fee
Planning only
Assets Under Management
$256.8B

Location

7025 N Scottsdale Rd #115, Scottsdale, AZ, 85253

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History

Regulatory History (1)
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Customer Dispute
December 2002
Denied
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Marcus sells fixed insurance with various companies, including life, health, disability, annuities, and long-term care, dedicating a few hours per week. He is also a partner in Orthopedist Advisory Group, Mosaic Insurance Associates, and Mosaic Financial Associates, spending a significant amount of time on these ventures, and is the treasurer for WeAreVision, spending minimal time on this.

Employment History
Current Registrations
Cetera Investment Advisers LLC
March 2024 - Present · 2 yrs 7 mos
Cetera Advisors LLCBroker
October 2020 - Present · 6 yrs
Previous Registrations
Cetera Advisors LLC
October 2020 - March 2024 · 3 yrs 5 mos
Next Financial Group, INC.
January 2008 - October 2020 · 12 yrs 9 mos
Next Financial Group, INC.Broker
January 2008 - October 2020 · 12 yrs 9 mos
Securian Financial Services, INC.
July 2007 - January 2008 · 6 mos
Cri Securities, LLC
July 2007 - December 2007 · 5 mos
Marathon Advisors, INC
November 1996 - January 2008 · 11 yrs 2 mos
Cri Securities, LLCBroker
August 1994 - January 2008 · 13 yrs 5 mos
Securian Financial Services, INC.Broker
August 1994 - January 2008 · 13 yrs 5 mos
State Registrations38 states
ALAZCACOCTFLGAHIIAIDILINMAMDMIMNMSMTNCNENHNMNVNYOHOKORPASCSDTNTXUTVAVTWAWIWV
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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